Synthesis and Photophysical and Electrochemical Properties of Pyridine-, Pyrazine-and Triazine-based ( D-π-) 2 A Fluorescent Dyes

Donor–acceptor–π-conjugated (D–π–)2A fluorescent dyes OUY-2, OUK-2 and OUJ2 with two (diphenylamino)carbazole-thiophene units as D (electron-donating group)– π (π-conjugated bridge) moiety and a pyridine, pyrazine or triazine ring as electronwithdrawing group (electron-accepting group; A) have been designed and developed and their photophysical and electrochemical properties were investigated based on the photoabsorption and fluorescence spectroscopy, Lippert–Mataga plots, cyclic voltammetry and density functional theory calculations. The photoabsorption maximum (λmax) and the fluorescence maximum (λmax) for the intramolecular charge-transfer characteristic band of the (D–π–)2A fluorescent dyes show bathochromic shift in the order of OUY-2 < OUK-2 < OUJ-2. Moreover, the photoabsorption spectra of the (D–π–)2A fluorescent dyes are nearly independent of solvent polarity, while their fluorescence maxima bathochromically shifted with


yl group.T
e photoabsorption spectra of the three dyes are nearly independent of solvent polarity.This indicates that the electronic and structural characteristics of both the ground and Franck-Condon (FC) excited states do not differ much with a change in solvent polarity.The molar extinction coeffi

ent (ε max ) for th
ICT band is ca.100000 M −1 cm −1 for OUY-2, 75000 M −1 cm −1 for OUK-2 and 80000 M −1 cm −1 for OUJ-2.The corresponding fluorescence maximum (λ max,fl ) of the three dyes in toluene also appears at a longer wavelength region in the order of OUY-2 (453 nm) < OUK-2 (480 nm) < OUJ-2 (509 nm).Interestingly, in contrast to the photoabsorption spectra, the fluorescence spectra are strongly dependent on the solvent polarity, that is, the three dyes showed a bathochromic shift of the fluorescence band with increasing solvent polarity from toluene to DMF (i.e., positive fluorescence solvatochromism).Thus, the Stokes shift (SS) values of the three dyes increase with increasing solvent polarity.Compared with OUY-2, OUK-2 and OUJ-2 exhibit significant fluorescence solvatochromic properties, that is, the two dyes show a significant decrease in the fluorescence quantum yield (Φ f ) in a polar solvent such as DMF (Φ f = 0.59, 0.14 and 0.09 for OUY-2, OUK-2 and OUJ-2, respectively), although in relatively low polar solvents OUK-2 and OUJ-2 exhibit a higher Φ f value (0.48-0.65 and 0.72-0.86,respectively) than OUY-2 (Φ f = 0.38-0.58).For OUK-2 and OUJ-2, the large bathochromic shifts of the fluorescence band with a significant decrease in the Φ f value in polar solvents such as DMF might be arising from the twisted intramolecular charge transfer (TICT) excited state due to the twisting between the pyrazyl or triazyl group and the (diphenylamino)carbazole thiophene moiety, leading to non-radiative deactivation [1].On the other hand, it is worth mentioning here that the brightness values (ε × Φ f ) for OUY-2, OUK-2 and OUJ-2 in various solvents are fairly large (Table 1).Thus, the fact indicates that the (D-π-) 2 A fluorescent dyes have advantageous characteristics as emitters for OLEDs and fluorescence probes for biological imaging.

It is well accepted that the dipole-dipole interactions between the fluorescent dye and the solvent molecules are responsible for the solvent-dependent shifts in the fluorescence maxima [35][36][37][38][39][40][41][42][43].Therefore, in order to understand the fluorescence solvatochromisms of OUY-2, OUK-2 and OUJ-2, we have in-  a Fluorescence quantum yields (Φ f ) were determined by using a calibrated integrating sphere system (λ ex = 400 nm for OUY-2, 400 nm for OUK-2, and 430 nm for OUJ-2, respectively).
[nm] (ε [M −1 cm −1 ]) λ max,fl [nm] (Φ f ) a Brightness [M −1 cm −1 ] Stokes shift [cm −1 ] OUY-2 toluene 1,
vestigated the relationships between the solvent polarity-dependent shift of the fluorescence maximum and the dipole moment of dye molecule on the basis of the Lippert-Mataga equation (Equation 1) [44][45][46]:

Consequently, on the basis of Equation (1) and Equation ( 2), the change in the dipole moment, Δμ = μ e − μ g , between the ground (μ g ) and excited (μ e ) states can easily be evaluated from the slope of a plot of ν st against Δf (the Lippert-Mataga plot), where ν st is the Stokes shift (Table 1), ε 0 is the vac um permittivity, h is Planck's constant, c is the velocity of light, a is the Onsager radius of the dye molecule (7.81 Å, 7.99 Å and 7.91 Å for OUY-2, OUK-2 and OUJ-2, respectively, estimated from DFT calculation at the B3LYP/6-31G(d,p) level of theory [47]), Δf is the orientation polarizability, ε is the static dielectric constant and n is the refractive index of the solvent.The Lippert-Mataga plots (Figure 3 Consequently, the Lippert-Mataga plots explains our findings that OUJ-2 shows large bathochromic shifts in its fluorescence maximum in polar solvents, as well as the SS values for OUJ-2 in polar solvents are much larger than those in nonpolar solvents (Table 1).

In order to investigate the solid-state photophysical properties of OUY-2, OUK-2 and OUJ-2, we have measured the solidstate fluorescence spectra of the solids (Figure 4).The λ max,fl of the as-recrystallized dyes appears at 550 nm for OUY-2, 592 nm for OUK-2, and 557 nm for OUJ-2, which showed a significant bathochromic shift by 97 nm, 112 nm, and 48 nm, respectively, compared with those in toluene.The solid-state Φ f value is below 0.02 for OUY-2 and OUK-2 and 0.09 for OUJ-2, which are much lower than those in toluene.It is well known that D-π-A fluorescent dyes show bathochromic shifts of the λ max,fl and lower Φ f values y changing from the solution state to the solid state.This fact is attributed to the delocalization of excitons or excimers due to the formation of intermolecular π-π interactions [48][49][50][51] between the dye molecules in the solid state, although we could not prepare single crystals of OUY-2, OUK-2 and OUJ-2 for the X-ray structural analysis.


Electrochemical properties

The electrochemical properties of OUY-2, OUK-2 and OUJ-2 were investigated by cyclic voltammetry (CV) in DMF containing 0.1 M tetrabutylammonium perchlorate (Bu 4 NClO 4 ).The cyclic voltammograms of the three dyes are shown in Figure 5.

The reversible oxidation waves (E pa ox ) for the three dyes were observed at 0.42 V for OUY-2 and OUK-2 and 0.45 V for OUJ-2, vs ferrocene/ferrocenium (Fc/Fc + ) (Table 2).The corresponding reduction waves (E pc red ) appeared at 0.


Theoretical calculations

In order to examine the HOMO and LUMO distributions of OUY-2, OUK-2 and OUJ-2, the molecular structures and

e The anodic peak (E pa ox
, the cathodic peak (E pc red ) and the half-wave (E 1/2 ox ) potentials for oxidation vs Fc/Fc + were recorded in DMF/Bu 4 NClO 4 (0.1 M) solution; b the HOMO energy level (−[E ox 1/2 + 4.8] eV) versus the vacuum level was evaluated from the E 1/2 ox for oxidation; c the LUMO energy level versus the vacuum level was evaluated from the HOMO and the optical energy gap (E 0-0 ), that is, the LUMO energy le

l was obtained through eq
ation = [HOMO + E 0-0 ] eV; d the optical energy gap (E 0-0 ) was determined from the intersection of the photoabsorption and fluorescence spectra in DMF.molecular orbitals of the three dyes were calculated using the DFT at the B3LYP/6-31G(d,p) level of theory [47].The results of the DFT calculation for the three dyes indicated that the HOMO is mostly localized on the two (diphenylamino)carbazole moieties containing the thiophene ring and the LUMO is mostly localized on the thienylpyridine moiety for OUY-2, the thienylpyrazine moiety for OUK-2 and the thienyltriazine moiety for OUJ-2 (Figure 6).Accordingly, the DFT calculations reveal that the photoexcitation of OUY-2, OUK-2 and OUJ-2 induces the ICT from the two (diphenylamino)carbazole moieties to each azine ring.The HOMO energy level of the three dyes is remarkably similar to each other (−4.80 eV, −4.78 eV and −4.84 eV for OUY-2, OUK-2 and OUJ-2, respectively), and the LUMO energy level is lowered in the order of OUY-2 (−1.56 eV) > OUK-2 (−1.76 eV) > OUJ-2 (−1.98 eV), which are in good agreement with the experimental results from the photoabsorption and fluorescence spectral analyses (Figure 2) and the cyclic voltammetry (Figure 5).Thus, the experimental results and the DFT calculation strongly demonstrated that the bathochromic shift of the ICT-based photoabsorption band in the order of OUY-2 < OUK-2 < OUJ-2 is attributed to a stabilization of the LUMO energy level due to the increase in the electron-withdrawing ability of the azine ring in the order of pyridyl < pyrazyl < triazyl.


Conclusion

To gain insight into the photophysical and electrochemical properties of D-π-A fluorescent dyes with azine rings as electron-withdrawing groups, we have designed and synthesized a new type of (D-π-) 2 A fluorescent dyes OUY-2, OUK-2 and OUJ-2 with two (diphenylamino)carbazole thiophene units as the D (electron-donating group)-π (π-conjugated bridge) moiety and a pyridine, pyrazine or triazine ring as the electron-withdrawing group (electron-accepting group, A), and their photophysical and electrochemical properties were investigated.It was found that the intram

ecular char
e-transfer (ICT)-based photoabsorption and fluorescence bands of the three dyes appear at a longer wavelength region in the order of OUY-2 < OUK-2 < OUJ-2.This result is due to the increase in the electron-withdrawing ability of the azine ring in the order of pyridyl < pyrazyl < triazyl.Moreover, the (D-π-) 2 A fluorescent dyes showed a large bathochromic shift of the fluorescence maxima with increasing solvent polarity (i.e., positive fluorescence solvatochromism).The Lippert-Mataga plots revealed that the difference in the dipole moment of the dye between the excited state and the ground state increases in the order of OUY-2 < OUK-2 < OUJ-2.Thus, the fact explains our findings that OUJ-2 shows large bathochromic shifts of fluorescence maxima in polar solvents, as well as the Stokes shift values for OUJ-2 in polar solvents are much larger than those in nonpolar solvents.Cyclic voltammetry and DFT calculations demonstrated that the HOMO energy levels of the three dyes are remarkably similar, but the LUMO energy level is lowered in the order of OUY-2 > OUK-2 > OUJ-2, showing that increasing the electron-withdrawing ability of the azine ring lowers the LUMO energy level of the (D-π-) 2 A fluorescent dyes.Consequently, this work reveals that for the (D-π-) 2 A fluorescent dyes OUY-2, OUK-2 and OUJ-2, the bathochromic shift of photoabsorption and fluorescence maxima and the lowering of the LUMO energy levels are dependent on the electron-withdrawing ability of the azine ring which increases in the order of OUY-2 < OUK-2 < OUJ-2.


Experimental General methods

Melting points were measured with a Yanaco micro melting point apparatus MP model.FTIR spectra were recorded on a Shimadzu IRAffinity-1 spectrometer by ATR method.Highresolution mass spectra were acquired on a Thermo Fisher Scientific LTQ Orbitrap XL. 1 H NMR and 13 C NMR spectra were recorded on a Varian-400 (400 MHz) FT NMR spectrometer.Photoabsorption spectra were measured with a Hitachi U-2910 spectrophotometer, and fluorescence spectra were measured with a Horiba FluoroMax-4 spectrofluorometer.The fluorescence quantum yields in solution were det