Nitration of 5,11-dihydroindolo[3,2-b]carbazoles and synthetic applications of their nitro-substituted derivatives

  1. 1,2 ,
  2. 1 ,
  3. 1,2 and
  4. 1,2
1Postovsky Institute of Organic Synthesis, Ural Division of the Russian Academy of Sciences, Ekaterinburg, 620990, Russia
2Ural Federal University named after the First President of Russia, B. N. Yeltsin, Ekaterinburg, 620002, Russia
  1. Corresponding author email
Associate Editor: J. Aubé
Beilstein J. Org. Chem. 2017, 13, 1396–1406.
Received 16 Mar 2017, Accepted 24 Jun 2017, Published 14 Jul 2017
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A new general approach to double nitration of 6,12-di(hetero)aryl-substituted and 6,12-unsubstituted 5,11-dialkyl-5,11-dihydroindolo[3,2-b]carbazoles by acetyl nitrate has been developed to obtain their 2,8-dinitro and 6,12-dinitro derivatives, respectively. A formation of mono-nitro derivatives (at C-2 or C-6) from the same indolo[3,2-b]carbazoles has also been observed in several cases. Reduction of 2-nitro and 2,8-dinitro derivatives with zinc powder and hydrochloric acid has afforded 2-amino- and 2,8-diamino-substituted indolo[3,2-b]carbazoles, while reduction of 6,12-dinitro derivatives under similar reaction conditions has been accompanied by denitrohydrogenation of the latter compounds into 6,12-unsubstituted indolo[3,2-b]carbazoles. Formylation of 6,12-dinitro derivatives has proved to occur only at C-2, while bromination of these compounds has taken place at both C-2 and C-8 of indolo[3,2-b]carbazole scaffold. Moreover, 6,12-dinitro-substituted indolo[3,2-b]carbazoles have been modified by the reactions with S- and N-nucleophiles. Notably, the treatment of 6,12-dinitro compounds with potassium thiolates has resulted in the displacement of both nitro groups, unlike potassium salts of indole or carbazole, which have caused substitution of only one nitro group.


Organic π-conjugated compounds, based on a ring-fused molecular architecture, have attracted great attention of researchers in the last two decades, because of their plausible use as promising materials for thin film electronic and photonic devices [1-6]. In this context, the fused π-conjugated backbone of 5,11-dihydroindolo[3,2-b]carbazole (indolo[3,2-b]carbazole, ICZ) has been successfully used as a basic structural fragment of perspective electroluminescent, hole-transporting materials and light-harvesting dyes for organic light emitting diodes (OLEDs) [7-13], organic field-effect transistors (OFETs) [14-18], and a variety of organic photovoltaics [19-25]. For instance, two functional ICZ-cored compounds, that have recently been described as effective materials for organic electronic devices, are shown in Figure 1.


Figure 1: ICZ-cored materials for organic electronic devices.

It should be noted that the indolo[3,2-b]carbazole system can also be interesting for medicinal chemistry, because some derivatives of this family have proved to exhibit various types of biological activity [26-32].

Sustainable development of the indolo[3,2-b]carbazole chemistry has been observed in the last years [33], including elaboration of convenient synthetic ways to construction and modification of ICZ derivatives [34-41]. Taking into account the electron-donating character of the ICZ system, there is no doubt that electrophilic aromatic substitution (SEAr) reactions are the most attractive chemical methods for modification of ICZ derivatives. We have recently reported several synthetic procedures for regioselective C2,8-formylation and acylation of indolo[3,2-b]carbazoles, bearing electron-rich aromatic or heteroaromatic substituents at C-6 and C-12, and also demonstrated the usage of the obtained 2,8-bis(RCO)-substituted derivatives as building blocks for the synthesis of more complicated ICZ-containing compounds [42-44]. In addition, other research groups have previously reported convenient methods for C12-formylation, azo-coupling, bromination and chlorination of 6-mono-substituted ICZs [37], as well as C2- and C2,8-bromination of 6,12-disubstituted ICZs [23,38]. Bromo-containing ICZ derivatives have also been involved in further lithiation and metal-catalyzed cross-coupling reactions.

Herein, we describe an effective protocol for nitration of 5,11-dihydroindolo[3,2-b]carbazoles as one more example of electrophilic substitution in this series of scaffolds. In general, nitration of aromatic compounds, one of the well-known reactions, has a great significance for various fields of industrial chemistry, as it has been exploited extensively for large-scale processes, obtaining important nitro aromatic products with a wide range of applications [45]. Moreover, incorporation of the nitro group into aromatic or electron-rich heteroaromatic systems is an efficient synthetic tool for their chemical modifications. In this context, we wish to show the usefulness of the synthesized nitro-substituted ICZ derivatives as chemical intermediates.

Results and Discussion

Synthesis of 2,8-dinitro- and 2-nitro-substituted indolo[3,2-b]carbazoles and their further reactions

Nitration of 6,12-di(hetero)aryl-substituted indolo[3,2-b]carbazoles 1 has been implemented as the first step of our research studies. It has previously been shown that π-excessive system of 6,12-disubstituted indolo[3,2-b]carbazoles 1 has a high affinity to electrophilic agents, which react readily with these aromatic substrates, thus affording C2,8-substitution products (Figure 2) [42,43].


Figure 2: General positions for SEAr in ICZs 1.

On the other hand, undesired electrophilic substitution can occur in electron-rich (hetero)aromatic substituents of compounds 1 as a side reaction. In this relation, we have focused our efforts on finding suitable conditions for nitration of these compounds in order to incorporate nitro groups exclusively at C-2 and C-8, avoid side nitration of (hetero)aromatic substituents at C-6 and C-12, and exclude over nitration of ICZ scaffolds. It should be noted, that a number of procedures for nitration of carbazoles, formal progenitors of ICZ structures, have been described in the literature, and could be useful for our current research. In many cases 3,6-unsubstituted carbazoles have been nitrated by using fuming or 70% nitric acid with or without addition of acetic anhydride [46]. Two inorganic nitrates, such as copper(II) nitrate [47] or cerium(IV) ammonium nitrate (CAN) [48] have also been used to give 3-mononitro or 3,6-dinitro carbazoles as major products. Taking into account the above mentioned procedures, we have used fuming nitric acid and acetyl nitrate [49] (generated in situ from fuming nitric acid and acetic anhydride) for nitration of indolo[3,2-b]carbazole 1a as a model compound (Scheme 1, Table 1). These experiments have been performed in dry CH2Cl2, which has proved to be a very effective solvent for compounds 1, even at a low temperature. We have observed a poor conversion of compound 1a in experiments with stoichiometric amounts (2 equiv) of nitrating agents, in which have given only trace amounts of the product 2a (Table 1, entry 1 and 2). However, the starting aromatic substrate is exhausted after 15 min (control by TLC), if nitrating agents are used in excess amounts. Indeed, treatment of ICZ 1a with 5 equiv of acetyl nitrate at 0 °C has resulted in the formation of compound 2a with a small impurity of byproducts (Table 1, entry 3), however, all attempts to separate the target product from these impurities have failed. The regioselectivity of this process can be improved by decreasing the reaction temperature to –20 °C, and the use of the same amounts of acetyl nitrate (Table 1, entry 4) has provided the desired product in 88% yield. At the same time, in the experiment with fuming nitric acid (5 equiv), used instead of acetyl nitrate (Table 1, entry 5), we have obtained a mixture of compound 2a and byproducts again. The molecular structure of compound 2a has been proved unequivocally by X-ray crystallography analysis, thus supporting the data of 1H and 13C NMR spectroscopy (Figure 3).


Scheme 1: Double nitration of indolo[3,2-b]carbazole 1a.

Table 1: Nitration of ICZ 1a under different reaction conditions.

Entry Reaction conditions Yield (%) 2a
1 2 equiv AcONO2, 1 h at 0 °C tracesa
2 2 equiv HNO3, 1 h at 0 °C tracesa
3 5 equiv AcONO2, 15 min at 0 °C 80b
4 5 equiv AcONO2, 15 min at −20 °C 88
5 5 equiv HNO3, 15 min at −20 °C 78b

aPoor conversion of starting material 1a was observed. bCompound 2a could not be separated from byproducts.


Figure 3: X-ray single crystal structure of compound 2a. Thermal ellipsoids of 50% probability are presented.

We have successfully used the reaction conditions, which have proved to be the most acceptable for the nitration of compound 1a (Table 1, entry 4), for similar transformations of others ICZ substrates 1b–j bearing various (hetero)aromatic fragments at C-6 and C-12, including electron-rich alkoxyaryls in 1b,h, thiophen-2-yl in 1f,i,j and benzo[b]thiophen-2-yl in 1e. In this manner, a series of 2,8-dinitro-substituted ICZs 2b–j has been obtained in 64–89% yields (Scheme 2, Table 2). Taking into account a strong electron-withdrawing character of the nitro group, deactivating the ICZ system for the second nitration, we have also suggested that mono C2-nitration of ICZs 1 can be possible, if we apply nearly stoichiometric amounts of acetyl nitrate. To test this version, compounds 1a,b have been treated with a slight excess of acetyl nitrate (1.3 equiv) at −20 °C for 15 min and then kept at ambient temperature for 1 h. Indeed, the expected 2-nitro-substituted ICZs 3a,b have been formed exclusively under these reaction conditions, but with incomplete conversion of ICZs 1a,b (Scheme 2, Table 2). Products 3a,b have been isolated by column chromatography in moderate yields, while nearly one-half of the starting materials 1a,b have been returned during process of separation. It has been mentioned above (see Table 1, entries 1 and 2), that double nitration of the ICZ core of compound 1a has been observed with two equivalents of acetyl nitrate. Therefore, attempts to enhance yields of compounds 3 by using large amounts of acetyl nitrate have proved to be unsuccessful.


Scheme 2: C2- and C2,8-nitration of indolo[3,2-b]carbazoles 1.

Table 2: Scope and yields of nitro-substituted ICZs 2 and 3.

Entry ICZ 1 NO2-ICZ 2 or 3 Het(Ar) Alk Yield (%)
1 1a 2a Ph n-C6H13 88
2 1b 2b [Graphic 1] n-C6H13 80
3 1c 2c [Graphic 2] n-C6H13 87
4 1d 2d [Graphic 3] n-C6H13 89
5 1e 2e [Graphic 4] n-C6H13 64
6 1f 2f [Graphic 5] n-C6H13 84
7 1g 2g [Graphic 6] n-C6H13 87
8 1h 2h [Graphic 7] n-C6H13 81
9 1i 2i [Graphic 8] n-C7H15 76
10 1j 2j [Graphic 9] n-C15H31 72
11 1a 3a Ph n-C6H13 54
12 1b 3b [Graphic 10] n-C6H13 50

Notably, 2,8-diamino-substituted ICZ derivatives have previously been prepared by using the Buchwald–Hartwig amination of the corresponding 2,8-dibromo-ICZs [8]. In this study, we have realized a convenient synthesis of amino-containing ICZ derivatives, starting from 2,8-dinitro-ICZs 2 and 2-nitro-ICZ compounds 3 (Scheme 3). Indeed, nitro compounds 2a–f and 3a,b can easily be reduced on treatment with an excess of zinc powder and hydrochloric acid in THF solution under reflux for 1 h, thus affording amines 4a–f and 5a,b. The latter amines have been separated in free-base form by extraction of the reaction mixtures after alkaline workup. However, further purification and characterization of compounds 4 and 5 have proved to be rather problematic, because of the poor stability of these amines towards oxidation by air oxygen. In this respect, crude samples of these compounds should be stored under inert atmosphere and better used immediately after preparation for further synthesis. Thus, we have converted crude amines 4 and 5 into the corresponding phthalimides (PhthN-ICZ) 6 and 7 (Scheme 3, Table 3), which have been isolated in 53–89% yields, based on the starting nitro compounds 2 and 3.


Scheme 3: Reduction of nitro-substituted ICZs 2 and 3.

Table 3: Scope and yields of phthalimides 6 and 7.

Entry NO2-ICZ PhthN-ICZ Het(Ar) Yield (%)
1 2a 6a Ph 62
2 2b 6b [Graphic 11] 63
3 2c 6c [Graphic 12] 64
4 2d 6d [Graphic 13] 61
5 2e 6e [Graphic 14] 53
6 2f 6f [Graphic 15] 75
7 3a 7a Ph 89
8 3b 7b [Graphic 16] 75

Synthesis of 6,12-dinitro and 6-nitro-substituted indolo[3,2-b]carbazoles and their further reactions

In the frames of this research study we have elucidated the nitration of 6,12-unsubstituted indolo[3,2-b]carbazoles 8a–d, by using acetyl nitrate at low temperatures. It has been found that compounds 8 undergo the double nitration under reaction conditions mentioned above, affording products 9a–d (Scheme 4). However, the nitration of ICZs 8 takes place at the central benzene ring of their fused scaffolds at the vacant C-6 and C-12 positions instead of C-2 and C-8, as it has been observed for ICZs 1. The structure of 9 have been evidenced by 1H NMR spectroscopic data. Indeed, the resonance signal of magnetically equivalent H6 and H12 protons is absent in the 1H NMR spectra of nitro derivatives 9, while this singlet is observed at 8.01–8.04 ppm in the 1H NMR spectra of the starting aromatic compounds 8. We have demonstrated that mono C6-nitration of ICZ compounds 8a,b has afforded 6-nitro-ICZs 10a,b (Scheme 4). It has turned out that further nitration of 6,12-dinitro-ICZ 9a with an excess of acetyl nitrate at ambient temperature has afforded 2,6,8,12-tetranitro-substituted ICZ 11a, which has been formed together with a number of unidentified byproducts (Scheme 4). We have failed our attempts to isolate compound 11a in analytical pure form due to a similar nature of the target product and concomitant impurities.


Scheme 4: Nitration of 6,12-unsubstituted indolo[3,2-b]carbazoles 8.

In addition to the data of 1H and 13C NMR and elemental analysis, the structure of nitro-substituted ICZs 9 and 10 has been confirmed unequivocally by X-ray crystallography analysis of derivatives 9b and 10b (Figure 4).


Figure 4: X-ray single crystal structure of compounds 9b and 10b. Thermal ellipsoids of 50% probability are presented.

Taking into account that 6,12-dinitro-ICZs 9 are susceptible to electrophilic substitution at their terminal benzene rings, we have investigated bromination and formylation of derivatives 9a,b, and our hopes for regioselectivity of these reactions have proved to be justified. In particular, aldehydes 12a,b have been obtained on treatment of compounds 9a,b with an excess of dichloromethyl methyl ether in the presence of Sn(IV) chloride (Scheme 5).


Scheme 5: Modification of 6,12-dinitro-ICZs 9a,b by electrophilic substitution.

This formylation reaction has proved to occur only at C-2 position, instead of both C-2 and C-8. This fact can be explained by strong negative M-effects of two nitro groups, decreasing the reactivity of ICZs 9 towards mild electrophiles. Unlike the formylation reaction, electrophilic bromination of compounds 9a,b has easily taken place on their treatment with bromine, affording dibromo compounds 13a,b. Further transformation of 2,8-dibromo-ICZ 13a into derivative 14a has been performed by using the Suzuki–Miyaura cross-coupling reaction with phenylboronic acid under Pd catalysis (Scheme 5). The location of the formyl group and bromine atoms in ICZ derivatives 12 and 13 has been established by X-ray crystallography analysis, performed for single crystals of 12b and 13b (Figure 5).


Figure 5: X-ray single crystal structure of compounds 12b and 13b. Thermal ellipsoids of 50% probability are presented.

We have obtained unexpected results for the reduction of 6,12-dinitro-ICZs with zinc powder and hydrochloric acid in THF solution. Formal exchange of both nitro groups with hydrogen atoms has proved to occur under these reaction conditions, giving 6,12-unsubstituted ICZs 8a and 8e from the nitro compounds 9a and 13a, respectively (Scheme 6). It is known that 9,10-anthraquinones can be converted into 9,10-unsubstituted anthracenes on reduction with zinc under basic or acidic conditions. A plausible mechanism for the discovered transformation can involve simultaneous reduction of both nitro groups in 6,12-dinitro-ICZs, giving the ICZ-quinone diimine A. Then the intermediate A is hydrolyzed under acidic conditions into ICZ-quinone B, which is reduced into 6,12-unsubstituted ICZ derivatives (Scheme 6). The suggested mechanism is only a hypothesis, which is based on a similar reduction of anthraquinones. Anyway, the discussed transformation is the case of unusual reduction of nitroaromatic compounds. In general, the chemical reactions, leading to direct displacement of the nitro group in nitroarenes with a hydrogen atom, are rare phenomena. For instance, we can mention the reaction of nitrobenzenes with potassium cyanide as the procedure, affording the ortho-carboxylation of the benzene ring relative to the leaving nitro group and known as von Richter rearrangement [50]. At the same time, reduction of 9a with Na2S2O4, Sn(II) chloride or H2 and Pd (10 wt %) on charcoal catalyst has proved to be unsuccessful, since we have obtained complicated mixtures of reaction products in those experiments.


Scheme 6: A possible mechanism for the reduction of 6,12-dinitro-ICZs 9a and 13a.

Further transformation of 6,12-dinitro-substituted ICZs can be realized through nucleophilic aromatic substitution, taking into account a mutual activation of the para-disposed nitro groups in these aromatics. Thus, treatment of compounds 9a, 13a and 14a with potassium thiolates in DMF solution has led to substitution of both nitro groups, so that new ICZ compounds 15a–h, bearing a RS-group at C-6 and C-12, respectively, have been obtained in 65 to 92% yields. In a similar reaction with 6-nitro-ICZ 10b we have also observed the substitution of the single unactivated nitro group with alkylthio moiety, thus leading to the formation of products 16a,b (Table 4, Scheme 7). Initial displacement of the first nitro group in 6,12-dinitro-ICZs with an alkyl(aryl)thio substituent appears to proceed through a conventional mechanism of nucleophilic aromatic substitution (SNAr). On the other hand, conversion of the second nitro group, as well as a similar transformation of compound 10b, can possibly be explained in terms of the radical-nucleophilic aromatic substitution (SRN1), since no other electron-withdrawing groups, facilitating the SNAr reactions, are present in these aromatics [51]. Such type of nitro–thiolate substitution is a rare phenomenon; only a few reports on this topic are available in the literature [52-54].


Scheme 7: Reactions of 6-nitro- and 6,12-dinitro-ICZs with S-nucleophiles.

Table 4: Scope and yields of alkyl(aryl)thio-substituted ICZs 15 and 16.

Entry NO2-ICZ X RS-ICZ R Yield (%)
1 9a H 15a CH3 69
2 9a H 15b n-C3H7 65
3 9a H 15c iPr 70
4 9a H 15d n-C18H37 72
5 9a H 15e Ph 92
6 13a Br 15f Ph 74
7 13a Br 15g n-C3H7 68
8 14a Ph 15h n-C3H7 90
9 10b H 16a iPr 56
10 10b H 16b n-C3H7 68

Some N-nucleophiles are also able to react with 6,12-dinitro-substituted ICZs. In particular, treatment of compound 9a with the potassium salts of indole or carbazole in DMF solution has proceeded smoothly, giving mono-substitution products 17a,b. At the same time, 6,12-dinitro-ICZ 9a has undergone degradation during the reaction with primary and secondary aliphatic amines, such as n-butylamine or pyrrolidine. In addition, substitution of the nitro group in 17b with an alkylthio residue can be performed easily by the usage of potassium thiolates. It shows that consecutive displacement of both nitro groups in 6,12-dinitro-ICZs can be realized through combination of N- and S-nucleophiles (Scheme 8).


Scheme 8: Successive substitution of nitro groups in 6,12-dinitro-ICZ 9a with N- and S-nucleophiles.


We have studied the behavior of 5,11-dihydroindolo[3,2-b]carbazole systems, bearing (hetero)aromatic fragments at C-6 and C-12, and 6,12-unsubstituted ones towards electrophilic nitrating agents. A series of new 2,8-dinitro- and 6,12-dinitro-substituted indolo[3,2-b]carbazoles has been obtained by using acetyl nitrate at a low temperature. Synthetic usefulness of the obtained nitro derivatives has been demonstrated by several examples. The nitro derivatives of the indolo[3,2-b]carbazole family can be considered as promising intermediates for further chemical transformations. In particular, 2,8-diamino-substituted ICZs have been obtained easily from the corresponding 2,8-dinitro derivatives through their reduction with zinc powder and hydrochloric acid. In contrast to 2,8-dinitro-ICZs, 6,12-dinitro-ICZs are able to loose both nitro groups under similar reductive conditions, forming 6,12-unsubstituted derivatives as major products. At the same time, 6,12-dinitro-ICZs demonstrate a remarkable synthetic utility, since both electrophilic and nucleophilic aromatic substitution procedures can successfully be used for their transformations. For instance, we have prepared 6,12-bis(alkyl(aryl)thio)-substituted ICZs, which are difficult to obtain by other ways, by reacting 6,12-dinitro-ICZs with potassium thiolates. In summary, structural modifications of the indolo[3,2-b]carbazole system reported herein are of importance as useful synthetic tools and open new opportunities for design of ICZ-cored molecules.

Supporting Information

Supporting Information File 1: Experimental procedures, characterization data for new compounds and copies of 1H and 13C NMR spectra.
Format: PDF Size: 4.9 MB Download


This work was supported by the Russian Foundation for Basic Research (research projects No. 15-03-00924_А, 16-33-00157-mol_a), and the Scientific Council of the President of the Russian Federation (grant MK-4509.2016.3).


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