Recent advances in organocatalytic asymmetric aza-Michael reactions of amines and amides

  1. Pratibha Sharma,
  2. Raakhi GuptaORCID Logo and
  3. Raj K. BansalORCID Logo

Department of Chemistry, The IIS (deemed to be University), Jaipur 302 020, India

  1. Corresponding author email

This article is part of the thematic issue "New advances in asymmetric organocatalysis".

Guest Editor: R. Šebesta
Beilstein J. Org. Chem. 2021, 17, 2585–2610.
Received 12 Jul 2021, Accepted 27 Sep 2021, Published 18 Oct 2021


Nitrogen-containing scaffolds are ubiquitous in nature and constitute an important class of building blocks in organic synthesis. The asymmetric aza-Michael reaction (aza-MR) alone or in tandem with other organic reaction(s) is an important synthetic tool to form new C–N bond(s) leading to developing new libraries of diverse types of bioactive nitrogen compounds. The synthesis and application of a variety of organocatalysts for accomplishing highly useful organic syntheses without causing environmental pollution in compliance with ‘Green Chemistry” has been a landmark development in the recent past. Application of many of these organocatalysts has been extended to asymmetric aza-MR during the last two decades. The present article overviews the literature published during the last 10 years concerning the asymmetric aza-MR of amines and amides catalysed by organocatalysts. Both types of the organocatalysts, i.e., those acting through non-covalent interactions and those working through covalent bond formation have been applied for the asymmetric aza-MR. Thus, the review includes the examples wherein cinchona alkaloids, squaramides, chiral amines, phase-transfer catalysts and chiral bifunctional thioureas have been used, which activate the substrates through hydrogen bond formation. Most of these reactions are accompanied by high yields and enantiomeric excesses. On the other hand, N-heterocyclic carbenes and chiral pyrrolidine derivatives acting through covalent bond formation such as the iminium ions with the substrates have also been included. Wherever possible, a comparison has been made between the efficacies of various organocatalysts in asymmetric aza-MR.

Keywords: asymmetric aza-Michael reaction; covalent bonding catalysis; nitrogen heterocycles; non-covalent bonding catalysis; organocatalysis


The Michael reaction though discovered about 135 years ago [1,2] continues to attract attention of the chemists owing to its potential of making a vast variety of organic compounds particularly of pharmacological importance accessible. Over the years, its many versions known as aza-Michael, thio-Michael, oxa-Michael, phospha-Michael, etc. have been developed and well exploited for their synthetic applications [3-7]. The reaction involving a nitrogen-based nucleophile as the Michael donor is known as the aza-Michael reaction (aza-MR). In view of its ability to introduce a nitrogen-containing functionality at the β-position of an activated alkenyl- or alkynyl-substrate, over the years, it has developed as an important synthetic strategy for the preparation of a large variety of β-amino carbonyl and similar motifs which are present in many bioactive natural products [8,9], antibiotics [10-12] and chiral auxiliaries [13-15]. However, the reaction of many nitrogen-nucleophiles, such as aromatic amines, amides, imides, etc. require the use of an appropriate catalyst to undergo a Michael addition with a suitable acceptor. In view of this, chemists endeavoured to develop different types of catalysts, particularly the chiral catalysts to accomplish asymmetric aza-MRs. The development of metal-free small organic molecules as catalysts has been a landmark advancement in organic synthesis in the recent past [16]. MacMillan and co-workers for the first time in the year 2000 termed these catalysts as ‘Organocatalysts’ [17]. It was followed by intense activity and phenomenal rise in the number of publications in this field. These organocatalysts have been found compatible with many aspects of ‘Green Chemistry’ on the one hand, and highly selective in many organic syntheses on the other hand [17]. It has an added advantage that a large number of enantiomerically pure organocatalysts can be accessed from the chiral pool. Both types of organocatalysts, namely those acting through non-covalent bonding as well as those working by making covalent bonding have been employed for accomplishing asymmetric aza-MRs.

There are several review articles available on organocatalytic asymmetric aza-MRs, each highlighting a certain aspect of the reaction. While Sánchez-Roselló et al. [18] classified these reactions on the basis of the nature of the substrates, Nayak et al. [19] and Bhanja et al. [20] focused on the stereoselective synthesis of nitrogen heterocycles via Michael cascade reactions. Recently, Vinogradov et al. [21] reviewed the synthesis of pharmacology-relevant nitrogen heterocycles via stereoselective aza-MRs. On the other hand, Enders et al. [22], Wang et al. [23] as well as Krishna et al. [24] highlighted the scope and catalytic performances of some organocatalysts in asymmetric aza-MRs. However, the last three review articles are almost 10 years old and they do not cover the application of many important organocatalysts, such as thioureas and nitrogen heterocyclic carbenes (NHCs) used for the asymmetric aza-MRs. Furthermore, in the last review article [24], the application of organocatalysts is included as a small part of a general review. In view of this, we considered it prudent to compile this mini review exclusively based on the application of all categories of the organocatalysts and highlighting their efficacies covering the literature of the last ten years.


In the present review, the known stereoselective syntheses of pharmacology-oriented nitrogen containing heterocyclic scaffolds via non-covalent bonding and covalent bonding organocatalytic aza-MRs has been systematized. This classification is especially useful for researchers to understand both the non-covalent and covalent organocatalysis.

It is intended to overview the literature of the last 10 years, i.e., from 2011 through 2020 only. Nevertheless, wherever necessary, earlier references may also be cited to maintain coherence. Furthermore, nitrogen nucleophiles comprise a large variety of compounds; however, in order to comply with the requirements of a mini review, additions of amines and amides only will be included.

1. Non-covalent bonding organocatalytic aza-Michael reactions

Organocatalysts catalyzing aza-MRs through mainly hydrogen bonding include cinchona alkaloids, squaramide derivatives, phase-transfer catalysts and bifunctional thiourea derivatives.

1.1 Reactions catalyzed by chiral cinchona alkaloid derivatives

Cai et al. prepared and used a number of organocatalysts from Cinchona alkaloids for the aza-MR of aniline (1) with chalcone (2) to obtain the adducts 4 in poor to very good yields (24 to >99%) with poor to moderate ee (9 to 55%). A complete reversal of stereoselectivity was observed on introducing a benzoyl group in cinchonine and cinchonidine. It was demonstrated that racemization occurred in suitable solvents under mild conditions due to retro-MR of the initially formed Michael adduct (Scheme 1) [25]. The proposed catalytic cycle involved generation of the active complex through hydrogen bonding between catalyst and aniline followed by interaction with chalcone via π–π stacking of aromatic rings and hydrogen bonding leading to the Michael adduct.


Scheme 1: Asymmetric aza-Michael addition catalyzed by cinchona alkaloid derivatives.

Likewise, Lee et al. reported cinchona-based primary amine catalyzed cascade aza-Michael-aldol reaction of α,β-unsaturated ketones 6 with 2-(1H-pyrrol-2-yl)-2-oxoacetates 5 where triphenylacetic acid was used as an additive. This cascade reaction afforded highly functionalized chiral pyrrolizines 8 in good yields (70–91%) with excellent levels of stereocontrol (≈92% ee, >20:1 dr in all cases). The ketone group in the cascade product was reduced asymmetrically to a chiral secondary hydroxy group (Table 1) [26].

Table 1: Asymmetric cascade aza-Michael−aldol reactions of α,β-unsaturated ketones with pyrroles.

[Graphic 1]
8 X Y Yield [%] ee [%] dr
a Br Br 86 91 >20:1
b Cl Br 91 90 >20:1
c I Br 75 92 >20:1
d Br Cl 86 90 >20:1
e Cl I 73 90 >20:1
f I I 70 92 >20:1

In this case, the role of Ph3CCO2H as additive is to furnish the conjugate base Ph3CO2 anion which subsequently deprotonates pyrrole to provide the stronger nucleophilic pyrrolide anion [27].

Similarly, Liu et al. accomplished an asymmetric intramolecular aza-Michael addition of various enone carbamates 10 using a chiral cinchona-based primary-tertiary diamine as catalyst to obtain 2-substituted piperidines 12 in good yields (75–95%) with up to 99% ee. Several sulfonic acids and carboxylic acids were tested as co-catalysts and trifluoroacetic acid (TFA) was found to give the best results [28]. Here the role of the co-catalyst is to assist in the formation of the iminium intermediate (Table 2) [29]. It appears that in this case, both activation mechanisms, namely through hydrogen bonding and iminium ion formation are operating.

Table 2: Intramolecular aza-Michael addition of conjugated ketones.

[Graphic 2]
12 R1 R2 R3 Yield [%] ee [%]
a Me H Cbz 95 98 (R)
b Me H Boc 94 90
c Me Me Cbz 97 99
d Et H Cbz 94 96 (R)
e iBu H Cbz 96 99
f n-pentyl H Cbz 93 96 (R)
g Ph H Cbz 95 96
h 4-Me-C6H4 H Cbz 75 96
i 4-MeO-C6H4 H Cbz tracea NDb
j 4-O2N-C6H4 H Cbz 80 85

aThe starting material was mainly recovered. bND = not determined.

Using the same chiral cinchona-based primary-tertiary diamine as catalyst (cat. 11), Zhai et al. developed a highly efficient intramolecular enantioselective aza-Michael addition of carbamates, sulfonamides and acetamides 13 bearing an α,β-unsaturated ketone to synthesize a series of 2-substituted five- and six-membered heterocycles in good yields (up to 99%) and excellent enantioselectivity (92–97.5% ee) (Table 3). As in an earlier case [29], several acids were tested as co-catalysts and trifluoroacetic acid and diphenyl hydrogenphosphate (DPP) were found to give the best results [30].

Table 3: Intramolecular enantioselective aza-Michael addition.

[Graphic 3]
14 X n PG Yield [%] ee [%]a
a O 2 Boc 97 97
b O 1 Boc 96 94
cb S 2 Cbz 55 95
d S 1 Cbz 91 92

aDetermined by means of chiral-phase HPLC analysis. bReaction time = 4 days.

Cheng et al. reported an intramolecular 6-exo-trig aza-MR of hydroxylamine-derived enone 15 for the synthesis of chiral 3-substituted 1,2-oxazinanes 16. The catalyst 11 was used in this case also and pentafluoropropionic acid (PFP) was used as a co-catalyst. In the presence of 1,4-dioxane solvent, products chiral 3-substituted 1,2-oxazinanes (16) were obtained in 99% yield with good ee of 96% (Scheme 2) [31].


Scheme 2: Intramolecular 6-exo-trig aza-Michael addition reaction.

Following a similar strategy, Ma et al. accomplished a highly enantioselective aza-Michael addition of 4-nitrophthalimide (17) with α,β-unsaturated ketones 18 using 9-epi-9-amino-9-deoxyquinine 19 as the catalyst, the corresponding Michael adducts being obtained in moderate to good yields (49–98%) with excellent ee (95–99%) (Table 4) [32].

Table 4: Asymmetric aza-Michael addition of 4-nitrophthalimide to α,β-unsaturated ketones.

[Graphic 4]
20 R1 R2 Yield [%] ee [%]
a Ph Ph 55 >99
b 2-Cl-C6H4 Ph 61 95
c 3-Cl-C6H4 Ph 65 98 (s)
d 4-Cl-C6H4 Ph 56 99
e 4-F-C6H4 Ph 60 >99
f 4-Br-C6H4 Ph 62 99
g 4-Me-C6H4 Ph 69 99
h 4-NO2-C6H4 Ph 49 >99
i Ph 4-Cl-C6H4 54 99
j 4-F-C6H4 4-F-C6H4 71 99
k iPr Me 75 97
l n-Pr Me 88 96
m n-Bu Me 89 95
n n-Pen Me 98 95
o n-Hex Me 90 96
p Me Et 51 95

Jakkampudi et al. [33] adopted a different approach for the use of cinchona-based organocatalysts. Instead of using the cinchona derivative alone, they employed a mixture of cinchona derivative and amino acid such as ᴅ-proline, termed as the modularly designed organocatalyst (MDO) for the synthesis of bridged tetrahydroisoquinoline derivatives. It was perceived that the MDO self-assembled in situ from amino acids and cinchona alkaloid derivatives. For example, on reacting (E)-2-[2-(3-aryl-3-oxoprop-1-en-1-yl)phenyl]acetaldehydes 21 with ethyl or benzyl (E)-2-[(4-methoxyphenyl)imino]acetates 22 in the presence of the MDO 23/24 (quinidinethiourea + ᴅ-proline), instead of the expected domino Mannich/Michael product, the bridged tetrahydroisoquinoline product 25a was obtained in high yield (90%) and excellent dr (94:6) and ee value (99%) (Table 5). The controlled reactions using 23 and 24 as the catalyst gave the product in very poor yield. It was concluded that the catalytic activity of the MDO was the result of the cooperative action of both constituents. Several examples of such MDOs are included in the paper. The reported yield varies from 56–90% with excellent ee ≈ 99% in all cases.

Table 5: Diastereoselective synthesis of bridged 1,2,3,4-tetrahydroisoquinoline derivatives using modularly designed organocatalyst.

[Graphic 5]
25 R1 R2 R3 Yield [%] ee [%] dr
a C6H5 H Et 90 >99 94:6
b 4-F-C6H4 H Et 81 >99 97:3
c 4-Cl-C6H4 H Et 90 99 92:8
d 4-Br-C6H4 H Et 80 >99 90:10
e 4-NC-C6H4 H Et 77 99 87:13
f 4-Me-C6H4 H Et 76 99 97:3
g 4-MeO-C6H4 H Et 79 97 96:4
h 3-Cl-C6H4 H Et 72 >99 88:12
ia 2-F-C6H4 H Et
ja 2-Cl-C6H4 H Et
k C6H5 F Et 73 >99 90:10
l C6H5 MeO Et 74 99 91:9
m Me H Et 56 92 86:14
n C6H5 H Bn 75 99 89:11
o 4-Br-C6H4 H Bn 77 >99 93:7

aFormation of a complex mixture was observed.

1.2. Reactions catalyzed by chiral squaramide derivatives

Squaramides are related to cinchona alkaloids but are much more effective organocatalysts than the latter due to the ability of dual hydrogen bonding besides a tertiary nitrogen atom of quinuclidine nucleus which may serve both as an H-bond acceptor and a base in asymmetric Michael addition reactions [34,35].

In 2015, Zhao et al. synthesized spiro[pyrrolidine-3,3'-oxindoles] 29 in single step by asymmetric cascade aza-Michael/Michael addition reaction between 4-tosylaminobut-2-enoates 27 and 3-ylideneoxindoles 26 catalyzed by a chiral bifunctional tertiary amine, squaramide (cat. 28) which afforded the corresponding adducts in good yields ranging from 72–99% with excellent diastereoselectivity (up to >99:1 dr) and enantioselectivity (>99% ee) (Table 6) [36].

Table 6: Synthesis of spiro[pyrrolidine-3,3'-oxindoles] via asymmetric cascade aza-Michael reaction catalyzed by squaramide.

[Graphic 6]
29 R1 R2 R3 Yield [%] ee [%] dr
a Ph H Me 72 98 96:4
b Ph H Ot-Bu 99 >99 93:7
c Ph H OBn 99 >99 88:12
d Ph H OEt 99 >99 65:35
e 4-FC6H4 H Ot-Bu 99 >99 88:12
f 4-ClC6H4 H Ot-Bu 99 >99 89:11
g 2-BrC6H4 H Ot-Bu 91 >99 85:15
h 4-BrC6H4 H Ot-Bu 99 >99 92:8
i 4-MeC6H4 H Ot-Bu 95 >99 96:4
j 3-MeOC6H4 H Ot-Bu 88 >99 92:8
k 4-MeOC6H4 H Ot-Bu 94 >99 89:11
l 2-naphthyl H Ot-Bu 92 >99 89:11
m 2-thienyl H Ot-Bu 96 >99 92:8
n C6H5 F Ot-Bu 99 >99 89:11
o C6H5 Cl Ot-Bu 99 >99 88:12
p C6H5 Br Ot-Bu 99 >99 93:7
q C6H5 Me Ot-Bu 99 >99 97:3
r C6H5 OMe Ot-Bu 99 >99 99:1

In another report, Yang et al. accomplished a highly asymmetric cascade aza-Michael/Michael addition reaction for the synthesis of tetrahydroquinolines and tetrahydrochromanoquinolines catalyzed by a squaramide catalyst. The corresponding adducts were obtained in excellent yields with excellent diastereoselectivities and enantioselectivities (up to >99:1 dr, 99% ee) [37].

Following a similar strategy, Zhou et al. obtained a series of optically active tetrahydrobenzofuro[3,2-b]quinolines and tetrahydrobenzo[4,5]thieno[3,2-b]quinolines 33 in high yields ranging from 35–99% and excellent diastereo- (>20:1 dr), and enantioselectivities (up to 99% ee) (Scheme 3) [38].


Scheme 3: Asymmetric aza-Michael/Michael addition cascade reaction of 2-nitrobenzofurans and 2-nitrobenzothiophenes with 2-aminochalcones catalyzed by squaramide derivative.

Roy et al. accomplished an enantioselective intramolecular aza-Michael addition for the synthesis of dihydroisoquinoline and tetrahydropyridines from Michael reaction of ortho-homoformyl chalcone with various amines by using squaramide catalyst. The reaction occurred with good yields and excellent enantioselectivity [39].

Similarly, Li et al. reported an asymmetric cascade aza-Michael addition of 2-tosylaminoenones with unsaturated pyrazolones using squaramide as catalyst. The reaction proceeded smoothly under mild conditions to afford the corresponding spiro[pyrazolone-tetrahydroquinolines] in high yields (up to 99%) with excellent diastereoselectivities (up to >25:1 dr) and high enantioselectivities (up to 65–91%) [40].

Rajasekar et al. developed an efficient one-pot tandem rhodium(II)/chiral squaramide relay catalysis for the enantioselective construction of dihydro-β-carbolines 37 from the Michael reaction of suitably substituted indole derivatives 34 with N-sulfonyl-1,2,3-triazoles 35 in good yields (up to 72%) and excellent enantioselectivity (up to 99% ee) (Table 7) [41].

Table 7: Asymmetric aza-Michael synthesis of dihydro-β-carbolines.

[Graphic 7]
37 Ar R Yield [%] ee [%]
a Ph Ph 71 99
b Ph Me 72 80

In an interesting study, Wu et al. screened a number of cinchona derivatives and squaramides for their relative catalytic efficacies for the enantioselective aza-Michael additions between halogenated 2-hydroxypyridines (pyridin-2(1H)-ones) 38 and α,β-unsaturated 1,4-diketones or 1,4-ketoesters 39 in different solvents. The best results (yield 96%, ee >91%) were obtained on using squaramide catalyst in chloroform. However, for others, the yields ranged from 50–98% with good to excellent enantioselectivity (47–98% ee). The observed results were rationalized with density functional theory calculations (Table 8) [42].

Table 8: Asymmetric aza-Michael synthesis of N-substituted 2-pyridones.

[Graphic 8]
41 X R1 R2 Yield [%] ee [%]
a 5-Br Ph Ph 98 98
b 5-I Ph Ph 78 91
c 5-F Ph Ph 60 74
d H Ph Ph 50 44
e 3-Cl Ph Ph 88 93
f 3-Br Ph Ph 93 92
g 3-I Ph Ph 82 73
h 4-Br Ph Ph 60 47
i 6-Cl Ph Ph 0
j 5-Cl p-F-C6H4 p-F-C6H4 93 93
k 5-Br p-F-C6H4 p-F-C6H4 95 >99
l 5-I p-F-C6H4 p-F-C6H4 87 97
m 3-Cl p-F-C6H4 p-F-C6H4 82 99
n 3-Br p-F-C6H4 p-F-C6H4 88 97
o 3-I p-F-C6H4 p-F-C6H4 90 99
p 5-Cl p-NC-C6H4 p-NC-C6H4 85 94
q 5-Br p-NC-C6H4 p-NC-C6H4 73 97
r 5-Cl p-Me-C6H4 p-Me-C6H4 70 35
s 5-Br p-Me-C6H4 p-Me-C6H4 76 82
t 5-I p-Me-C6H4 p-Me-C6H4 75 67
u 5-Cl p-MeO-C6H4 p-MeO-C6H4 0
v 5-Cl OEt Ph 90 78
w 5-Br OEt Ph 82 80
x 5-F OEt Ph 83 63
y 3-Cl OEt Ph 70 90
z 3-Br OEt Ph 78 90
aa 4-Br OEt Ph 73 60
ab 3-Cl OEt p-F-C6H4 90 80

1.3 Reactions catalyzed by chiral amines

He and co-workers developed heterogeneous synergistic catalysis using chiral amines SBA-15 (cat. 44), which promote aza-Michael–Henry cascade reactions between 2-aminobenzaldehydes 42 and β-nitrostyrenes 43 to obtain chiral 3-nitro-1,2-dihydroquinolines 45 in good yields with up to 98% ee (Table 9) [43].

Table 9: Asymmetric aza-Michael–Henry cascade reaction.

[Graphic 9]
45 R1 in 42 R2 Yield [%]a ee [%]b
a H 2,3-(MeO)2-C6H3 67 (65) 98 (98)
b H 4-Me-C6H4 60 (59) 90 (93)
c H 2,4-(Cl)2-C6H3 45 (40) 97 (96)
d H 3,4-(Cl)2-C6H3 42 (38) 95 (97)
e 3-MeO Ph 52 (50) 95 (99)
f 5-Cl Ph 55 (53) 98 (99)
g 3,5-Br2 Ph 68 (67) 99 (98)

aDetermined by 1H NMR. bDetermined by HPLC. The data in parentheses are reproduced results.

1.4 Reactions catalyzed by chiral phase-transfer catalysts

Chiral phase-transfer catalysts (PTC) have been recognized as versatile catalysts for the asymmetric aza-Michael addition reactions. Mahe et al. reported an effective, eco-friendly and cost-effective enantioselective synthesis of 3,5-diarylpyrazolines 49 by using phase-transfer methodology. They carried out a set of reactions between chalcones 46 and N-tert-butoxycarbonylhydrazine (47) in the presence of cesium carbonate and an N-benzylquininium salt as catalyst (cat. 48) (solid–liquid phase-transfer conditions) to give the corresponding adducts in 40–90% yields with excellent ee of up to 99% (Table 10) [44].

Table 10: Asymmetric aza-Michael addition for the formation of (S)-(−)-pyrazoline.

[Graphic 10]
49 Ar1 Ar2 Yield [%] ee [%]
a Ph Ph 77 92 (−)
b Ph 4-MeOC6H4 71 90 (−)
c Ph 4-FC6H4 72 90 (−)
d Ph 4-FC6H4 62 92 (−)
e Ph 2-MeOC6H4 89 92 (−)
f Ph 2-MeOC6H4 52 94 (−)
g Ph 2-thienyl 66 87 (−)
h Ph 2-thienyl 60 91 (−)
i Ph 3,4-(Cl)2C6H3 40 (62)a 92 (−)
j 4-MeOC6H4 Ph 60 89 (+)
k 4-ClC6H4 Ph 70 88 (−)
l 2-MeC6H4 Ph 62 89 (−)
m 3-MeOC6H4 Ph 61 91 (−)
n 2-thienyl Ph 46 78 (−)

aYield determined by NMR analysis of the crude reaction mixture using an internal standard.

A different type of asymmetric aza-Michael addition was developed by Wang et al. They carried out asymmetric conjugate amination of tert-butylbenzyloxycarbamate (50) to β-nitrostyrene 51 under neutral phase-transfer conditions in the presence of chiral bifunctional tetraalkylammonium bromide (cat. 52) in water-rich biphasic solvent. The reaction proceeded with high ee values of up to 95% and very good yields (99%) in all cases (Table 11) [45].

Table 11: Asymmetric aza-Michael addition reaction catalyzed by phase-transfer catalyst.

[Graphic 11]
53 Conditionsa R Yield (%) ee [%]
  A B   A B A B
a A B Ph 91 90 90 93
b A B 4-Me-C6H4 93 90 90 91
c A B 4-BrC6H4 91 89 91 94
d A B 3-FC6H4 70 62 90 93
e A B 4-TBSOC6H4 94 92 92 95
f A B 2-naphthyl 85 70 90 91
g A B 2-thienyl 93 81 90 94
h A B 2-furyl 90 82 90 93
i A B (CH3)2CHCH2 95 99 77 82
j A B t-Bu 97 99 79 83

aConditions A: cat. (0.05 mol %) at rt or 0 °C, conditions B: cat. (1 mol %) at 0 °C.

Guo et al. synthesized a variety of benzoindolizidines (56) from α,β-unsaturated aminoketones 54 through intramolecular domino aza-Michael addition/alkylation reactions. The reactions were carried out in the presence of cinchona alkaloid-derived quaternary ammonium salts (cat. 55) as the phase-transfer catalyst. The products were obtained in high yields (53–93%) with high enantioselectivities (40–76% ee) (Table 12) [46].

Table 12: Asymmetric aza-Michael/alkylation reaction catalyzed by cinchona alkaloid-derived quaternary ammonium salts.

[Graphic 12]
56 R1 R2 Yield [%] ee [%]
a H Ph 91 76
b H 4-MeC6H4 84 69
c H 4-MeOC6H4 53 65
d H Ph-C6H4 71 75
e H 2-naphthyl 91 72
f H 4-FC6H4 88 50
g H 4-ClC6H4 93 80
h H 4-BrC6H4 93 65
i H 2-furyl 87 54
j H 2-thienyl 91 68
k H 2-Py 89 63
l 2-Br Ph 86 85
m 2-NO2 Ph 75 85
n 3-MeO Ph 87 40
o H Me

Lebrun et al. developed a new method to synthesize optically active isoindolinones via asymmetric intramolecular aza-MR by using phase-transfer catalysts. Alkenylated benzamide was used as the substrate in this reaction. The resulting compounds were found to be useful intermediates for the synthesis and development of benzodiazepine-receptor agonists [47].

In 2018, Sallio et al. worked on the same reaction by using different PTCs in order to improve yield and diastereomeric excess. They incorporated PTC and chiral auxiliary and reacted a variety of chiral phthalimidines 57 to obtain isoindolinones 59 in good yields (85%) with excellent de ranging 48–96% (Table 13) [48].

Table 13: Asymmetric aza-Michael synthesis of isoindolinones.

[Graphic 13]
59 R1 R2 Ar Y Yield [%] de [%]
a H H Ph [Graphic 14] 75 >96
b H H Ph [Graphic 15] 78 >96
c H H Ph [Graphic 16] 79 56
d H H Ph [Graphic 17] 80 44
e H H PMPa [Graphic 18] 82 82
f H H PMP [Graphic 19] 80 98
g H H PMP [Graphic 20] 85 98
h H H PMP [Graphic 21] 83 48
i H H PMP [Graphic 22] 79 67
j MeO MeO PMP [Graphic 23] 78 98

aPMP = p-methoxyphenyl.

1.5 Catalysis by chiral bifunctional thioureas

Thioureas constitute one of the most important class of organocatalysts [49].

Wang et al. reported a cascade aza-Michael/Michael reaction of anilines 60 to nitroolefin enoates 61 using chiral bifunctional thiourea as catalyst (cat. 62). It provided a mild and efficient approach to the synthesis of three stereocentered polysubstituted chiral 4-aminobenzopyrans 63 in high yields (71–96%) with excellent stereoselectivities of up to >99% ee (Table 14) [50].

Table 14: Asymmetric aza-Michael addition reaction catalysed by chiral bifunctional thiourea.

[Graphic 24]
63 R1 R2 R3 X Yield [%] ee [%] dr
a H H Me O 96 96 >95:5
b H 4-F Me O 71 >99 >95:5
c H 4-Cl Me O 92 94 >95:5
d H 4-Br Me O 84 94 >95:5
e H 4-Me Me O 92 94 >95:5
f H 4-MeO Me O 94 94 95:5
g 4-Me 5-MeO Me O 83 96 >95:5
h 4-Me 4-Br Me O 82 94 >95:5
i 5-Me 4-Br Me O 85 93 >95:5
j 6-Me H Me O 94 93 >95:5
k 6-Me 5-MeO Me O 81 94 >95:5
l 4-Me H Me O 94 96 >95:5
m 4-Br H Me O 94 >99 >95:5
n 4-Cl H Me O 89 93 >95:5
o 4-t-Bu H Me O 91 94 >95:5
p H H Et O 91 96 >95:5
q H H Bn O 89 93 >95:5
r H H Me S 95 91 65:35
s H H Me S 93 94 95:5

In an interesting report, five organocatalysts belonging to three categories, namely cinchona alkaloid bases, bifunctional squaramides and thioureas were screened for the enantioselective N-alkylation of isoxazolin-5-ones via a 1,6-aza-Michael addition of isoxazolin-5-ones 64 to p-quinone methides (p-QMs) 65 to give isoxazolin-5-ones 67 bearing a chiral diarylmethyl moiety attached to the N atom. The best result in terms of enantioselectivity (85% ee) was obtained with quinine-derived thiourea in dichloroethane as the solvent. The scope of the reaction was also investigated vis-a-vis the effect of the substitution on the isoxazolinone ring and p-quinone methide (p-QM) partner. (Table 15) [51].

Table 15: Enantioselective 1,6-aza-Michael addition of isoxazolin-5-ones to p-quinone methides.

[Graphic 25]
67 R1 R2 Ar Yield [%] ee [%]a
a Me H Ph 65 87
b Et H Ph 51 81
c Pr H Ph 50 81
d Ph H Ph 77 54
e Pr H Ph 78 89
f Me Me Ph 66 62
g Me H p-MeC6H4 62 88
h Me H p-MeOC6H4 74 84
i Me H p-ClC6H4 43 48
j Me H p-O2NC6H4 47 89
k Me H o-MeOC6H4 81 94
l Me H o-ClC6H4 94 96
m Me H o-BrC6H4 43 90
n Me H m-MeOC6H4 20 25
o Me H m-ClC6H4 36 81
p Me H m-O2NC6H4 56 77
q Pr H p-MeOC6H4 75 79
r Pr H p-ClC6H4 78 88
s Pr H p-O2NC6H4 80 86
t Pr H o-ClC6H4 76 92
u Pr H m-MeOC6H4 82 82
v Pr H m-ClC6H4 80 88
w Pr H Ph 71 86

aDetermined by HPLC using a chiral stationary phase.

Takemoto and co-workers investigated three catalytic systems, namely arylboronic acid alone, its dual combination with chiral thiourea and integrated catalyst having boronic acid functionality in the chiral thiourea molecule. The dual combination of arylboronic acid with chiral thiourea was found as effective as arylboronic acid alone for the intermolecular asymmetric Michael addition of alk-2-enoic acids 68 with O-benzylhydroxylamine (69) giving racemic mixture of the product in poor yield. However, the integrated catalyst having boronic acid functionality in the chiral thiourea molecule gave the desired β-benzyloxyamino acid as the single product in a satisfactory yield. Thus, a series of these catalysts was screened. The best results in term of the yield (83%) and ee (90%) were obtained while using the catalyst having a p-nitrophenyl group on the other side of thiourea moiety in CCl4 in the presence of 4 Å molecular sieves (Table 16). The yields ranged 57–89% with ee 70–97% [52].

Table 16: Asymmetric intermolecular aza-Michael addition of (E)-3-substituted-2-enoic acid.

[Graphic 26]
71 R Yield [%] ee [%]
a Me 75 97
b Et 84 90
c Pr 72 90
d n-C5C11 76 88
e n-C7C15 75 86
f CH(CH3)2 57 76
g CH2-OBn 89 85
h (CH2)3-OBz 86 91
i (CH2)2-SMe 78 87
j (CH2)3-NHCbz 80 71
k (CH2)2-C6H4-CF3-4 76 83
l (CH2)2-C6H4-MeO-4 88 87
m (CH2)2-C6H4-Br-2 85 88
n (CH2)2-C6H3-3,4-(OMe)2 81 86
o (CH2)2-2-naphthyl 90 87
p (CH2)3-Ph 81 91
q (CH2)4-Ph 84 88
r CH2-Ph 80 71
s Ph 0

A similar chiral multifunctional thiourea/boronic acid was used as an organocatalyst by Michigami et al. for the enantioselective synthesis of N-hydroxyaspartic acid derivatives 76 with perfect regioselectivity and high enantioselectivity (Table 17) [53].

Table 17: Asymmetric aza-Michael addition reaction for the synthesis of N-hydroxyaspartic acid derivatives catalyzed by chiral multifunctional thiourea/boronic acid.

[Graphic 27]
76 X Yield [%] ee [%] dr
a t-BuO 88 93
b BnO 50 91
c EtO 49 94
d [Graphic 28] 40 67:33
e [Graphic 29] 60 75:25
f [Graphic 30] 66 63
g [Graphic 31] 81 85 73:37

Likewise, Miyaji et al. reported an efficient method for the synthesis of 2-substituted indolines 79 via intramolecular aza-Michael addition of α,β-unsaturated carboxylic acid derivatives 77 in the presence of bifunctional thiourea organocatalysts (cat. 78) (Table 18). The product was obtained in moderate to good yield of 53–99% with an ee of 74–93% [54].

Table 18: Intramolecular aza-Michael addition catalyzed by bifunctional thiourea.

[Graphic 32]
79 R1 R2 Yield [%] ee [%]
a Ph H 99 87
b 4-CH3OC6H4 H 73 84
c 4-CF3C6H4 H 79 88
d 2-naphthyl H 83 88
e 4-BrC6H4 H 75 91
f Ph CH3O 82 83
g Ph F 69 82
h Ph Cl 82 84
i 4-BrC6H4 CH3O 53 93
j CH3 H 18 74

Liu et al. accomplished a catalytic cascade aza-Michael–Henry-dehydration protocol for the preparation of chiral 3-nitro-1,2-dihydroquinolines 83 from the reaction of N-protected aminobenzaldehydes 80 with substituted nitroolefins 81 by using tertiary amine-thiourea catalyst (cat. 82). This cascade reaction afforded aza-Michael adducts in 77–92% yields with high ee (up to 90%) (Table 19) [55].

Table 19: Intramolecular aza-Michael addition reaction catalyzed by tertiary amine-thiourea.

[Graphic 33]
83 R1 R2 Yield [%] ee [%]
a H Ph 81 90
b H 4-FC6H4 77 82
c H 4-BrC6H4 91 85
d H 4-NCC6H4 92 87
e H 4-MeC6H4 83 81
f H 4-MeOC6H4 75 84
g H 3-ClC6H4 90 87
h H 3-BrC6H4 86 89
i H 3-MeC6H4 83 81
j H CH(Me)2 86 70
k Cl Ph 78 88

Du et al. developed an enantioselective catalytic tandem aminolysis/aza-Michael addition for the asymmetric total synthesis of two natural Apocynaceae alkaloids, (+)-deethylibophyllidine (88) and (+)-limaspermidine (89) from the reaction of para-dienone imide 84 with benzylamine (85) in the presence of bifunctional thiourea organocatalyst (Scheme 4) [56].


Scheme 4: Asymmetric aza-Michael addition of para-dienone imide to benzylamine.

1.6 Reactions catalyzed by chiral binol-derived phosphoric acids

Binol-derived chiral phosphoric acids have been shown to catalyze the reactions via single or double hydrogen bonding [57,58].

Saito et al. accomplished the chiral phosphoric acid-catalyzed intramolecular aza-Michael addition reaction of N-unprotected 2-aminophenyl vinyl ketones 90 to obtain chiral 2-substituted 2,3-dihydro-4-quinolones 92 in very good yields (67–95%) with high ee (82–97%) (Table 20) [59].

Table 20: Intramolecular aza-Michael addition reaction catalyzed by chiral phosphoric acid.

[Graphic 34]
92 R Yield [%] ee [%]
a Ph 95 93
b 2-FC6H4 71 90
c 2-ClC6H4 90 93
d 2-BrC6H4 90 94
e 2-MeC6H4 97 88
f 3-BrC6H4 73 84
g 3-MeC6H4 95 86
h 3-MeOC6H4 95 92
i 4-FC6H4 quant 87
j 4-ClC6H4 67 82
k 4-MeC6H4 quant 97
l 2-naphthyl 82 81
m t-Bu 64 88

Following a similar approach, Yang et al. reported asymmetric aza-Michael additions of anilines 94 to β-nitrostyrenes 93 using a chiral binol-derived phosphoric acid diester catalyst (cat. 95). They succeeded in preparing β-nitroamines 96 in good yields (65–85%), but with only a moderate level of ee (19–70%) (Table 21) [60].

Table 21: Asymmetric aza-Michael addition of aniline to β-nitrostyrenes.

[Graphic 35]
96 R1 [Graphic 36] Yield [%] ee [%]
a 4-Br 4-BrC6H4 82 19
b 4-Cl 4-BrC6H4 81 30
c 2-OMe 4-BrC6H4 65 44
d 4-OMe 4-BrC6H4
e 2-Br 4-BrC6H4 85 45
f 2,3-(OMe)2 4-BrC6H4 85 70
g 4-Me Ph 70 30
h 4-Me 4-MeC6H4 75 30
i 4-Me 4-MeC6H4 70 42
j 4-Me 2-naphthyl 64 48

Feng et al. accomplished an asymmetric intramolecular aza-Michael addition of activated α,β-unsaturated ketones 97 by using chiral N-triflylphosphoramide as catalyst (cat. 98). The products, namely 2-aryl-2,3-dihydro-4-quinolones 99 were obtained in good yields of up to 95% and good ee (58–72%) (Table 22) [61].

Table 22: Intramolecular aza-Michael addition reaction catalyzed by chiral N-triflylphosphoramide.

[Graphic 37]
99 R Yield [%] ee [%]
a Ph 95 97 (−)
b 4-BrC6H4 90 58 (−)
c 4-ClC6H4 90 67 (−)
d 4-NO2C6H4 77 20 (−)
e 4-MeC6H4 98 82 (−)
f 4-MeOC6H4 94 60 (−)
g 2-MeOC6H4 95 4 (+)
h 1-naphthyl 81 76 (+)
i 2-naphthyl 98 76 (−)

2. Covalent-bonding organocatalysis of aza-Michael reactions

This category of organocatalysts includes N-heterocyclic carbenes and pyrrolidine derivatives.

2.1 Catalysis by N-heterocyclic carbenes (NHC)

In recent years, NHCs have been used as organocatalysts for a wide variety of reactions [62].

Wang et al. investigated the use of several 1,2,4-triazolo-annelated chiral NHCs as organocatalysts to catalyze enantioselective aza-MR between primary amines (100) and β-trifluoromethyl-β-arylnitroolefins 101 and the best results (yield 99%, ee 91%) were obtained in the reaction of benzylamine (R1 = Ph) on using the NHC precursor as shown below in the presence of hexafluoroisopropanol (HFIP) as additive along with molecular sieves (4 Å) (Table 23) [63]. The role of HFIP is to act as proton shuttle, i.e., to assist in 1,3-prototropic shift.

Table 23: Aza-Michael addition of primary amines to β-trifluromethyl-β-phenylnitroolefin catalyzed nitrogen heterocyclic carbene.

[Graphic 38]
103 R1 Yield [%] ee [%]
a C6H5CH2- 90 91
b 2-MeC6H4CH2- 67 91
c 4-MeOC6H4CH2- 89 92
d 3,5-(MeO)2C6H3CH2- 56 86
e C6H5(CH2)2- 85 86
f 4-BrC6H4(CH2)2- 68 87
g CH3(CH2)2- 80 92
h C7H15CH2- 87 95
i C6H5(CH2)3- 82 93
j (CH3)2CH(CH2)2- 79 89
k cyclopropyl- 79 97
l cyclobutyl- 78 94
m 2-pyridylethyl- 87 93
n BocHN(CH2)2 79 91
o MeO(CH2)3- 87 87
p (Me)2N(CH2)2- 99 91
q 2-thienyl(CH2)2- 98 93

2.2 Catalysis by chiral pyrrolidine derivatives

Chiral pyrrolidine derivatives, such as (S)-proline are widely used as organocatalysts [54,64].

Lee et al. synthesized bromopyrrole alkaloids 107 via aza-Michael addition of 4,5-dibromo-1H-pyrrole-2-carbonitrile 104 to Bz-protected (E)-4-hydroxybut-2-enal 105 in the presence of (S)-α,α-bis[3,5-bis(trifluoromethyl)phenyl]-2-pyrrolidinemethanol trimethylsilyl ether as the organocatalyst (cat. 106) and using PhCO2H as the acid additive. Desired products were obtained in good yields 78% with excellent enantioselectivities of up to 93% (Table 24) [65]. The role of the additive is to assist in the formation of the iminium intermediate from the reaction of pyrrolidine with the aldehyde group.

Table 24: Asymmetric aza-Michael additions of pyrroles to protected (E)-4-hydroxybut-2-enals.

[Graphic 39]
107 R1 R2 Yield [%] ee [%]
a CN Bz 70 76
b CO2CH3 Bz n.d.a
c CN TBS 78 80
d CN TBDPS 77 87
e CN TBDPS 76 91
f CN TBDPS 76 93

aNot determined.

Following a similar approach, Guo et al. accomplished the first organocatalytic asymmetric aza-Michael addition of purine bases 108 to aliphatic α,β-unsaturated aldehydes 109 and synthesized biologically active acyclonucleoside 110 via an iminium-ion activation mechanism. The initially formed product was reduced in situ to afford the final product in 82–89% yield and 89–96% ee (Table 25) [66].

Table 25: Asymmetric aza-Michael addition of purine bases to aliphatic α,β-unsaturated aldehydes.

[Graphic 40]
110 R Yield [%] ee [%]
a Me 87 89
b Et 89 91
c n-Pr 87 96
d n-Bu 86 94
e n-pentyl 85 96
f n-hexyl 87 96
g CH2OTBS 82 96
h Ph trace

In a similar method, Joie et al. accomplished an asymmetric organocatalytic quadruple cascade reaction of various α-ketoamides 111 with aromatic α,β-unsaturated aldehydes 112 to obtain tetraaryl-substituted 2-azabicyclo[3.3.0]octadienones 114 in good yields (34–71%) with excellent diastereo- and enantioselectivities (84–97%). The reaction occurred via an aza-Michael/aldol condensation/vinylogous Michael addition/aldol condensation sequence (Table 26) [67].

Table 26: Asymmetric aza-Michael organocatalytic quadruple cascade reaction.

[Graphic 41]
114 R1 R2 R3 Yield [%] ee [%]a
a Ph Ph Ph 63 97
b Ph Ph 4-MeOC6H4 51 89 (91)
c Ph Ph 4-ClC6H4 34 85 (95)
d Ph Ph 2,3-(OCH2O)C6H3 56 84 (87)
e 4-MeOC6H4 Ph Ph 66 92 (91)
f 3-ClC6H4 Ph Ph 69 91 (95)
g 4-O2NC6H4 Ph Ph 58 95
h Ph 4-MeC6H4 Ph 70 88
i Ph 4-ClC6H4 Ph 71 95

aValues in brackets correspond to the results obtained with the catalyst (R)-113.

Recently, the synthesis of axially chiral 4-naphthylquinoline-3-carbaldehydes 117 has been reported via Michael/Aldol cascade reaction of alkynals 116 with N-(2-(1-naphthoyl)phenyl)benzenesulfonamides 115 using the same pyrrolidine catalyst 113. The products were obtained in excellent yields and enantioselectivities (Table 27) [68]. In this context, the presence of a strong electron-withdrawing sulfonyl group was found to be essential. On comparing efficacies of different sulfonyl groups, benzenesulfonyl moieties with electron-donating groups were found to be most effective. Furthermore, the utility of the newly developed method was demonstrated by preparing useful chiral 4-naphthylquinolines from the resulting products [68].

Table 27: Asymmetric synthesis of chiral 4-naphthylquinoline-3-carbaldehydes.

[Graphic 42]
117 R1 R2 R Yield [%] ee [%]
a H H 4-ClC6H4 97 93
b H H Ph 94 95
c H H 4-FC6H4 86 94
d H H 4-BrC6H4 95 94
e H H 4-MeC6H4 81 94
f H H 4-MeOC6H4 86 95
g H H 3-ClC6H4 92 91
h H H 3-MeC6H4 88 93
i H H 3-MeOC6H4 83 93
j H H n-C5H11 85 87
k 4-Me H 4-ClC6H4 82 92
l 4-MeO H 4-ClC6H4 91 90
m 4-F H 4-ClC6H4 83 94
n H 6-Cl 4-ClC6H4 90 94
o H 7-Cl 4-ClC6H4 91 91
p H 7-Cl Ph 95 96
q H 7-Cl 4-BrC6H4 95 94
r H 7-Cl 3-MeC6H4 90 95
s H 7-Cl n-C5H11 88 90

Chang-Jiang et al. developed a catalytic strategy by using a combination of prolinol silyl ether (cat. 120) and benzoic acid (A1) catalysts to bring about reaction between 3-formyl-substituted indoles or pyrroles 118 and diverse electrophiles, including carbonyls, imines and other Michael acceptors (Scheme 5) [69]. The reaction with secondary amines occurred via the formation of HOMO raised dearomative aza-dienamine-type intermediates, which undergo direct aza-Michael addition to β-trifluoromethyl enones to afford N-functionalized heteroarenes 121 efficiently in moderate to excellent yields, albeit with low to fair enantioselectivity. However, asymmetric aza-Michael additions of these heteroarenes with crotonaldehyde yielded the adducts in moderate to good enantioselectivity under dual catalysis of chiral amines (Scheme 5) [69].


Scheme 5: Asymmetric synthesis of chiral N-functionalized heteroarenes.


The asymmetric aza-Michael reaction being a useful synthetic strategy for constructing C–N bonds to make a variety of nitrogen-containing chiral scaffolds of wide applications in the fields of pharmaceuticals, organic synthesis building blocks and accessible catalysis continues to attract attention of the chemists. During the last two decades, many new chiral organocatalysts have been developed for accomplishing these reactions with the nitrogen nucleophiles, such as aromatic amines and amides which are otherwise averse to reacting. The organocatalysts have emerged as catalysts of choice due to various reasons, such as their compatibility with the ‘Green Chemistry’ and possibility of tailoring them according to the requirements. Efforts are directed towards enhancing not only the yields of the products but also enantio- and diastereoselectivities of the aza-Michael reactions. New strategies have been adopted while making optimum utilization of the efficacies of the catalysts. Of these strategies, cascade reactions of the Michael addition in conjunction with one or more reactions leading to overall very high yields and ee are noteworthy. Another strategy of interest appears to be the generation of organocatalysts of enhanced efficacy in situ by mixing squaramides with amino acids again giving >99% ee. It may be perceived that in the coming years, more sophisticated methodologies will be developed with the advent of new organocatalysts to accomplish asymmetric aza-Michael reactions of even the so far unexplored and obstinate amines and amides substrates.


The authors express gratitude to the authorities of the IIS (deemed to be University), Jaipur, India for providing the necessary research facilities.


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